Best Investors Account Sign in
Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-21
NJ RA APPROVED 2020-07-27
  • TX RA
    APPROVED
    Since 2024-08-21
  • NJ RA
    APPROVED
    Since 2020-07-27

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

115 West Century Road Suite 145, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc Paramus NJ 12/2017 05/2022
For The Frame Llc Township Of Washington NJ 02/2017 08/2019
Thundering Surf Beach Haven NJ 05/2017 09/2017
Kathy Santo Dog Training Waldwick NJ 08/2016 04/2017
Ramapo College Of New Jersey Mahwah NJ 01/2016 05/2018
Steward Partners Global Advisory, Llc Paramus NJ 11/2017 Present
Steward Partners Investment Advisory, Llc Paramus NJ 11/2017 Present
Steward Partners Investment Solutions, Llc Paramus NJ 05/2022 Present
  • 12/2017 → 05/2022
    Raymond James Financial Services Inc
    Paramus, NJ
  • 02/2017 → 08/2019
    For The Frame Llc
    Township Of Washington, NJ
  • 05/2017 → 09/2017
    Thundering Surf
    Beach Haven, NJ
  • 08/2016 → 04/2017
    Kathy Santo Dog Training
    Waldwick, NJ
  • 01/2016 → 05/2018
    Ramapo College Of New Jersey
    Mahwah, NJ
  • 11/2017 → Present
    Steward Partners Global Advisory, Llc
    Paramus, NJ
  • 11/2017 → Present
    Paramus, NJ
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Paramus, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-22
  • S66 Uniform Combined State Law Examination
    2020-07-22
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor