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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-03-19 |
| TX | RA | APPROVED | 2018-03-19 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
540 W Madison St Ci Client Services, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 12/2017 | Present |
| Mission Trading Llc | Chicago | IL | 01/2002 | 04/2017 |
| Unemployed | Naperville | IL | 04/2017 | 12/2017 |
For-profit Organization: Associate Member of CME Group. Investment related business located in Naperville, Illinois Nature of business: Leased seat earns market average rent on monthly basis Start date: 05/01/2017 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 I*113492 For profit or not for profit: For-Profit Organization Name of outside business organization: Cumberland Blues Corp. Investment related: N Address of business: Naperville, Illinois 60563 Nature of business: Corporation, Position, title, association: Owner, Start date of relationship: 3/29/2018 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: C Corp was created to hold ownership of existing membership with CME group. Membership earns lease payments on monthly basis. I*479082 For profit or not for profit: Entity For Profit Name of outside business organization: Nicholas Marrero Investment related: N Address of business: Naperville, Illinois, 60563 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Committee","Other"], [["Other"]] Start date of relationship: 5/1/2017 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Membership Leasor, CBOT AM Membership #198 Leasing CBOT Seat to external party
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-16 |
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