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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-03-19
TX RA APPROVED 2018-03-19
  • IL RA
    APPROVED
    Since 2018-03-19
  • TX RA
    APPROVED
    Since 2018-03-19

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 12/2017 Present
Mission Trading Llc Chicago IL 01/2002 04/2017
Unemployed Naperville IL 04/2017 12/2017
Other Businesses

For-profit Organization: Associate Member of CME Group. Investment related business located in Naperville, Illinois Nature of business: Leased seat earns market average rent on monthly basis Start date: 05/01/2017 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 I*113492 For profit or not for profit: For-Profit Organization Name of outside business organization: Cumberland Blues Corp. Investment related: N Address of business: Naperville, Illinois 60563 Nature of business: Corporation, Position, title, association: Owner, Start date of relationship: 3/29/2018 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: C Corp was created to hold ownership of existing membership with CME group. Membership earns lease payments on monthly basis. I*479082 For profit or not for profit: Entity For Profit Name of outside business organization: Nicholas Marrero Investment related: N Address of business: Naperville, Illinois, 60563 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Committee","Other"], [["Other"]] Start date of relationship: 5/1/2017 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Membership Leasor, CBOT AM Membership #198 Leasing CBOT Seat to external party

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-16
  • S66 Uniform Combined State Law Examination
    2018-03-16
Other Names
  • Nicholas Marrero
  • Nicholas Paul Marrero

View on SEC IAPD

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