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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2021-08-05
  • WY RA
    APPROVED
    Since 2021-08-05

Branch Locations

1438 Sheridan Avenue Suite 101, Cody, WY 82414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Menards Grand Forks ND 04/2017 08/2018
Und Dining Services Grand Forks ND 01/2017 04/2017
University Of North Dakota Grand Forks ND 08/2016 05/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2018 03/2020
Northwestern Mutual Investment Services Llc Grand Forks ND 06/2018 03/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2019 03/2020
Lpl Financial, Llc Cody WY 04/2020 Present
Level Four Advisory Services, Llc Cody WY 06/2020 08/2021
Integrated Wealth Concepts Llc Cody WY 08/2021 Present
  • 04/2017 → 08/2018
    Menards
    Grand Forks, ND
  • 01/2017 → 04/2017
    Und Dining Services
    Grand Forks, ND
  • 08/2016 → 05/2019
    University Of North Dakota
    Grand Forks, ND
  • 01/2018 → 03/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2018 → 03/2020
    Northwestern Mutual Investment Services Llc
    Grand Forks, ND
  • 06/2019 → 03/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2020 → Present
    Lpl Financial, Llc
    Cody, WY
  • 06/2020 → 08/2021
    Level Four Advisory Services, Llc
    Cody, WY
  • 08/2021 → Present
    Cody, WY
Previous Registrations
Other Businesses

1. 8/12/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 2. 8/12/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/12/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 4. 8/12/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 60 Hours Per Month/60 Hours During Securities Trading. 5. 8/12/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Absaroka Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 6. 8/12/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7. 8/25/2021 - Absaroka Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 60 Hours Per Month/60 Hours During Securities Trading. 8. 10/03/2023 - Payton Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/18/2023 - 160 Hours Per Month/ 0 Hours During Trading 9. 12/14/2023 - General Fixed Insurance - Inv Related - At Reported Business location(s) - Non-Variable Insurance - Agent - Started: 9/18/2023 - 10 Hrs/mo; 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-20
S63 Uniform Securities Agent State Law Examination 2018-10-23
  • S66 Uniform Combined State Law Examination
    2020-06-20
  • S63 Uniform Securities Agent State Law Examination
    2018-10-23
Designations
Other Names
  • Ben Payton

View on SEC IAPD

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