Best Investors
Account
Sign in
200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2021-08-05 |
Branch Locations
1438 Sheridan Avenue Suite 101, Cody, WY 82414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Menards | Grand Forks | ND | 04/2017 | 08/2018 |
| Und Dining Services | Grand Forks | ND | 01/2017 | 04/2017 |
| University Of North Dakota | Grand Forks | ND | 08/2016 | 05/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2018 | 03/2020 |
| Northwestern Mutual Investment Services Llc | Grand Forks | ND | 06/2018 | 03/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2019 | 03/2020 |
| Lpl Financial, Llc | Cody | WY | 04/2020 | Present |
| Level Four Advisory Services, Llc | Cody | WY | 06/2020 | 08/2021 |
| Integrated Wealth Concepts Llc | Cody | WY | 08/2021 | Present |
1. 8/12/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 2. 8/12/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/12/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 4. 8/12/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 60 Hours Per Month/60 Hours During Securities Trading. 5. 8/12/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Absaroka Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 6. 8/12/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7. 8/25/2021 - Absaroka Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 60 Hours Per Month/60 Hours During Securities Trading. 8. 10/03/2023 - Payton Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/18/2023 - 160 Hours Per Month/ 0 Hours During Trading 9. 12/14/2023 - General Fixed Insurance - Inv Related - At Reported Business location(s) - Non-Variable Insurance - Agent - Started: 9/18/2023 - 10 Hrs/mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-23 |
Reach out to this advisor