Chris Allen Williams

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-06-13
MO	RA	APPROVED	2018-03-16

TX RA
APPROVED

Since 2018-06-13
MO RA
APPROVED

Since 2018-03-16

Branch Locations

420 South Main Street, Joplin, MO 64801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel	Joplinh	MO	01/2018	Present
U.S. Bank	Joplin	MO	03/2001	09/2017
Unemployed	Joplin	MO	10/2017	01/2018

01/2018 → Present

Stifel

Joplinh, MO
03/2001 → 09/2017

U.S. Bank

Joplin, MO
10/2017 → 01/2018

Unemployed

Joplin, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-15

S66 Uniform Combined State Law Examination

2018-03-15

Other Names

Chris Williams

View on SEC IAPD

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Other Investors

GARRETT N. TAYLOR

Ashley Regina Franco

JUSTIN SCOTT BOUDREAUX

STEPHANIE DIANE MASON

JAMES KENTON MCNEILL

Christine Ann Gullett

Dakota Dean McKinsey

Other Offices

ARVEST WEALTH MANAGEMENT · JOPLIN, MO

CREATIVE FINANCIAL DESIGNS, INC. · Joplin, MO

EDWARD JONES · JOPLIN, MO

CORNERSTONE WEALTH MANAGEMENT, LLC · Joplin, MO

EDWARD JONES · JOPLIN, MO

LPL FINANCIAL LLC · JOPLIN, MO

EDWARD JONES · Joplin, MO

EDWARD JONES · JOPLIN, MO

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