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4400 College Boulevard, Suite 190, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-03-19 |
| KS | RA | APPROVED | 2018-03-15 |
Branch Locations
4400 College Boulevard, Suite 190, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gaughan & Connealy, Llc | Overland Park | KS | 03/2011 | Present |
| Gaughan & Connealy Wealth Management, Llc | Overland Park | KS | 08/2017 | Present |
Christopher Michael Gaughan is a lawyer. From time to time, he will offer clients advice or products from this activity. Gaughan & Connealy Wealth Management, LLC always acts in the best interest of the client. Clients are in no way required to utilize the services of any representative of Gaughan & Connealy Wealth Management, LLC in their capacity as a lawyer. Christopher Michael Gaughan is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Gaughan & Connealy Wealth Management, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Gaughan & Connealy Wealth Management, LLC in their capacity as a licensed insurance agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-30 |
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