Best Investors
Account
Sign in
Best Investors
Account
Sign in
2001 Market St. Suite 2500, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-09-12 |
Branch Locations
2001 Market St. Suite 2500, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Philadelphia | PA | 11/2017 | 12/2018 |
| Chubb Insurance | Philadelphia | PA | 03/2017 | 09/2017 |
| Drexel University | Phialdelphia | PA | 03/2014 | 09/2016 |
| Drexel University | Philadelphia | PA | 09/2013 | 09/2017 |
| Citizens Securities, Inc | Philadelphia | PA | 12/2017 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 12/2018 | 09/2021 |
| Gilbane Building Company | Philadelphia | PA | 01/2017 | 03/2017 |
| Bank Of America, N.A. | Philadelphia | PA | 01/2019 | 09/2021 |
| Liberty One Wealth Advisors | Philadelphia | PA | 09/2021 | Present |
1) Quality Goods Worldwide, 3413 Tuscany Dr., Philadelphia, Online Retailer - Home Goods, owner, not investment-related, 10 hours monthly 2) The Au Family Trust, Philadelphia - Co-trustee on family irrevocable trust, no compensation, 1 hour monthly 3) Drexel University Alumni Board of Governance, 3141 Chestnut Street, Philadelphia, PA 19104 - Adjunct Professor, teach from April 2026 to June 2026 (10 weeks total), $6000 stipend, not investment-related, 16 hours monthly 4) The LI Family Trust, Philadelphia - Trustee on family irrevocable trust, no compensation, 1 hour monthly
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-20 |
Reach out to this advisor