Andrew Koetter

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-04-15

MN RA
APPROVED

Since 2024-04-15

Branch Locations

800 S. Industrial Dr, Ste 206, Sauk Rapids, MN 56379 • United States

309 1St Street Ne, Ste 102, Little Falls, MN 56345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	St. Louis Park	MN	12/2017	08/2019
Unemployed	St Cloud	MN	08/2017	12/2017
Capital One Financial Corporation	St Cloud	MN	02/2017	08/2017
Unemployed	St Cloud	MN	11/2016	02/2017
City Of St Cloud	St Cloud	MN	05/2016	11/2016
The Prudential Insurance Company Of America	St. Louis Pk.	MN	04/2018	08/2019
Lyft	St Cloud	MN	08/2018	12/2021
Uber	St Cloud	MN	09/2018	12/2021
Cetera Advisor Networks Llc	El Segundo	CA	08/2019	04/2020
Cetera Investment Services	Saint Cloud	MN	08/2019	04/2020
Cetera Advisors Llc	Denver	CO	08/2019	04/2020
Cetera Financial Specialists Llc	Schaumburg	IL	08/2019	04/2020
First Allied Securities, Inc.	San Diego	CA	08/2019	04/2020
Cetera Investment Advisers Llc	St.CLoud	MN	06/2020	01/2021
Cetera Investment Services	St.CLoud	MN	06/2020	01/2021
American Heritage National Bank	St.CLoud	MN	06/2020	01/2021
Osaic Wealth, Inc.	Little Falls	MN	02/2021	04/2024
Focus Financial Network Inc.	Little Falls	MN	02/2021	04/2024
Lpl Financial Llc	Sauk Rapids	MN	04/2024	Present

12/2017 → 08/2019

Pruco Securities, Llc

St. Louis Park, MN
08/2017 → 12/2017

Unemployed

St Cloud, MN
02/2017 → 08/2017

Capital One Financial Corporation

St Cloud, MN
11/2016 → 02/2017

Unemployed

St Cloud, MN
05/2016 → 11/2016

City Of St Cloud

St Cloud, MN
04/2018 → 08/2019

The Prudential Insurance Company Of America

St. Louis Pk., MN
08/2018 → 12/2021

Lyft

St Cloud, MN
09/2018 → 12/2021

Uber

St Cloud, MN
08/2019 → 04/2020

Cetera Advisor Networks Llc

El Segundo, CA
08/2019 → 04/2020

Cetera Investment Services

Saint Cloud, MN
08/2019 → 04/2020

Cetera Advisors Llc

Denver, CO
08/2019 → 04/2020

Cetera Financial Specialists Llc

Schaumburg, IL
08/2019 → 04/2020

First Allied Securities, Inc.

San Diego, CA
06/2020 → 01/2021

Cetera Investment Advisers Llc

St.CLoud, MN
06/2020 → 01/2021

Cetera Investment Services

St.CLoud, MN
06/2020 → 01/2021

American Heritage National Bank

St.CLoud, MN
02/2021 → 04/2024

Osaic Wealth, Inc.

Little Falls, MN
02/2021 → 04/2024

Focus Financial Network Inc.

Little Falls, MN
04/2024 → Present

Lpl Financial Llc

Sauk Rapids, MN

Previous Registrations

2021-02-16 → 2024-05-02

Focus Financial

Minneapolis, MN
2021-08-23 → 2021-08-24

Osaic Wealth, Inc.

Little Falls, MN

Sauk Rapids, MN
2020-06-18 → 2021-01-19

Cetera Investment Advisers Llc

St. Cloud, MN
2019-10-02 → 2020-04-21

Cetera Wealth Services, Llc

St Cloud, MN
2018-09-05 → 2019-08-19

Pruco Securities, Llc.

St. Louis Park, MN

Other Businesses

1) 04/15/2024 - Wochnick Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start date: 4/15/2024 - 160 Hours per month 130 hrs during Trading 2. 08/18/2025 - Wochnick Tax Services - Tax Prep/Accounting/CPA - Investment related - At reported business location(s) - Start date: 07/31/2025 - 20 Hours per month 0 hrs during Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-30

S66 Uniform Combined State Law Examination

2018-03-30

View on SEC IAPD