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Robert A Fretto

Charles Schwab & Co., Inc.

Albany, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

677 Broadway, Albany, NY 12207-2985 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Malta NY 06/2017 01/2018
New Country Motor Car Group Saratoga Springs NY 06/2016 05/2017
Axa Advisors Llc New York NY 02/2018 01/2019
Td Ameritrade, Inc. Saratoga Springs NY 01/2019 12/2022
Charles Schwab & Co., Inc. Albany NY 12/2022 Present
Charles Schwab Bank, Ssb Albany NY 11/2023 Present
  • 06/2017 → 01/2018
    Unemployed
    Malta, NY
  • 06/2016 → 05/2017
    New Country Motor Car Group
    Saratoga Springs, NY
  • 02/2018 → 01/2019
    Axa Advisors Llc
    New York, NY
  • 01/2019 → 12/2022
    Td Ameritrade, Inc.
    Saratoga Springs, NY
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Albany, NY
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Albany, NY
Previous Registrations
  • 2019-01-24 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Saratoga Springs, NY
    Latham, NY
    Albany, NY
  • 2019-02-01 → 2022-10-14
    Td Ameritrade, Inc.
    Saratoga Springs, NY
    Albany, NY
    Omaha, NE
  • 2018-05-18 → 2019-01-14
    Equitable Advisors, Llc
    Malta, NY
    Malta, NY
    Malta, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-22
  • S66 Uniform Combined State Law Examination
    2018-03-22
Other Names
  • Robert Fretto
  • Robert Alexander Fretto

View on SEC IAPD

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Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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