Sally Smith Nicoli

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 04/2018
  Taylor, Cottrill, Erickson & Associates
  Concord, NH
• 08/2013 → 07/2017
  High Point University
  High Point, NC
• 07/2018 → 08/2018
  Edward Jones
  St Louis, MO
• 03/2018 → 07/2018
  Unemployed
  Canterbury, NH
• 09/2018 → 04/2023
  Bank Of New Hampshire
  Concord, NH
• 10/2018 → 04/2023
  Cetera Investment Services Llc
  St Cloud, MN
• 10/2018 → 04/2023
  Cetera Investment Advisers Llc
  Concord, NH
• 11/2023 → Present
  Cetera Financial Specialists Llc
  Schuamburg, IL
• 04/2023 → Present
  Exp Realty
  Meredith, NH
• 11/2023 → Present
  Cetera Investment Adivsers Llc
  Schuamburg, IL
• 05/2023 → 11/2023
  Raymond James Associates
  Charleston, SC

Previous Registrations

• 2023-05-09 → 2023-11-07
  Raymond James & Associates, Inc.
  Charleston, SC
• 2018-10-02 → 2023-04-14
  Cetera Investment Advisers Llc
  Concord, NH
• 2018-07-31 → 2018-09-07
  Edward Jones
  Canterbury, NH
  Concord, NH
  St Louis, MO
• 2018-02-10 → 2018-04-19
  Whitegate Investment Counselors, Inc.
  Concord, NH

Other Businesses

1) EXP REALTY, NOT INVESTMENT RELATED, DANIEL WEBSTER HWY, MEREDITH, NH, SALES PERSON FOR REAL ESTATE, 2H/WEEK, SINCE 04/2023.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-07-20
• S65 Uniform Investment Adviser Law Examination
  2018-02-10

Other Names

• Sally Anne Plyler
• Sally Anne Smith
• Sally Smith
• Sally A Smith
• Sally A. Smith