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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-07-01
TX RA APPROVED 2023-05-12
NY RA APPROVED 2023-02-15
  • GA RA
    APPROVED
    Since 2025-07-01
  • TX RA
    APPROVED
    Since 2023-05-12
  • NY RA
    APPROVED
    Since 2023-02-15

Branch Locations

3057 Akers Mill Rd Se , Atlanta, GA 30339 • United States

1550 Towne Lake Pkwy, Woodstock, GA 30189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Islip NY 10/2022 Present
Lpl Financial Massapequa Park NY 03/2018 10/2022
New York Life Melville NY 12/2017 03/2018
Auto Gallery Imports Westbury NY 06/2017 10/2017
T-Mobile Bohemia NY 09/2013 06/2017
Nassau Community College Garden City NJ 01/2013 12/2016
Bank Of America, N.A. West Islip NY 12/2022 Present
  • 10/2022 → Present
    West Islip, NY
  • 03/2018 → 10/2022
    Lpl Financial
    Massapequa Park, NY
  • 12/2017 → 03/2018
    New York Life
    Melville, NY
  • 06/2017 → 10/2017
    Auto Gallery Imports
    Westbury, NY
  • 09/2013 → 06/2017
    T-Mobile
    Bohemia, NY
  • 01/2013 → 12/2016
    Nassau Community College
    Garden City, NJ
  • 12/2022 → Present
    Bank Of America, N.A.
    West Islip, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10

View on SEC IAPD

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