Stephen Yong Cho

LPl Financial LLC

CRD 3182355

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-03-12
CA	RA	APPROVED	2012-07-25

TX RA
APPROVED_RES

Since 2014-03-12
CA RA
APPROVED

Since 2012-07-25

Branch Locations

3000 E Birch Street, Suite 101, Brea, CA 92821 • United States

5000 E Spring St, Suite 340, Long Beach, CA 90815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Cerritos	CA	07/2012	Present

07/2012 → Present

Lpl Financial

Cerritos, CA

Previous Registrations

2007-03-13 → 2012-07-27

Edward Jones

Brea, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-03
S63	Uniform Securities Agent State Law Examination	2003-01-24

S66 Uniform Combined State Law Examination

2007-03-03
S63 Uniform Securities Agent State Law Examination

2003-01-24

View on SEC IAPD

Nearby Firms

INVESTLINC WEALTH SERVICES

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

RICK RONALD EMMETT

WEST ALAN COHAN

HUAN-BIN ERIC LEE

Nearby Offices

INVESTLINC WEALTH SERVICES · BREA, CA

MORGAN STANLEY · Brea, CA

LPL FINANCIAL LLC · BREA, CA

More in Brea, CA

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