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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-12-08
  • MO RA
    APPROVED
    Since 2023-12-08

Branch Locations

1525 E Republic Rd Ste B-115, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Springfield MO 06/2021 10/2023
Mutual Of Omaha Investor Services Springfield MO 10/2022 09/2023
The Big Slice Springfield MO 08/2020 06/2021
Northwestern Mutual Springfield MO 01/2017 04/2019
Unemployed Springfield MO 04/2019 08/2020
Unemployed Springfield MO 10/2012 01/2017
Ameriprise Financial Services, Llc Springfield MO 10/2023 Present
  • 06/2021 → 10/2023
    Mutual Of Omaha Insurance Company
    Springfield, MO
  • 10/2022 → 09/2023
    Mutual Of Omaha Investor Services
    Springfield, MO
  • 08/2020 → 06/2021
    The Big Slice
    Springfield, MO
  • 01/2017 → 04/2019
    Northwestern Mutual
    Springfield, MO
  • 04/2019 → 08/2020
    Unemployed
    Springfield, MO
  • 10/2012 → 01/2017
    Unemployed
    Springfield, MO
  • 10/2023 → Present
    Springfield, MO
Previous Registrations
Other Businesses

Other Business Activities; Racing; I race cars as a hobby. There is winnings involved, but the hobby does not make more money than what is spent. I race 10-20 times a year.; 135 E Cedar St, , Fair Grove, MO, 65648; Not Investment-Related; 04/01/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-12
S65 Uniform Investment Adviser Law Examination 2022-12-01
  • S63 Uniform Securities Agent State Law Examination
    2024-01-12
  • S65 Uniform Investment Adviser Law Examination
    2022-12-01
Other Names
  • Dalton Cloyd
  • Dalton Keith Cloyd

View on SEC IAPD

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