Ann Marie Boole Mccormick

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 06/2017
  Ubs Financial Services Inc.
  Bethesda, MD
• 06/2017 → 08/2018
  Unemployed
  Bethesda, MD
• 08/2018 → 09/2023
  Ubs Financial Services
  Bethesda, MD
• 09/2023 → 02/2025
  Unemployed
  Bethesda, MD
• 02/2025 → Present
  Ubs Financial Services Inc.
  Bethesda, MD

Previous Registrations

• 2018-08-17 → 2023-10-17
  Ubs Financial Services Inc.
  Weehawken, NJ
  Bethesda, MD
• 1999-05-12 → 2017-07-07
  Ubs Financial Services Inc.
  Bethesda, MD
  Bethesda, MD

Other Businesses

NAME OF OTHER BUSINESS: Cards for Hospitalized Kids / INVESTMENT RELATED?:N/ ADDRESS:7290 W. Devon AveChicago / NATURE OF THE BUSINESS: encourage people to make cards for sick children in hospitals, take in cards and distribute to hospitals. / POSITION: Member of Board of Directors / DUTIES: There are 3 members on the board. I will be a director. I will participate in approximately 3 meetings a year to share advice and feedback on how to get people to participate in charity and make cards for hospitalized kids / START DATE:1/10/23 / HOURS DEVOTED TO BUSINESS:NA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-01
• S63 Uniform Securities Agent State Law Examination
  1999-03-22

Other Names

• Annmarie Boole
• Ann Marie Mccormick
• Ann Marie Mccormick
• Ann Marie Boole Mccormick
• Ann Marie Boole Mccormick
• Ann Marie Boole