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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-29 |
| MI | RA | APPROVED | 2016-08-26 |
Branch Locations
101 W Big Beaver Rd Ste 425, Troy, MI 48084 • United States
Rochester, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Troy | MI | 08/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Troy | MI | 03/2020 | Present |
Real Estate Ownership; Commercial; 4324 s oak st metamora mi4030 s oak st Metamora mi, ,; Not Investment-Related; 09/28/2017 / Lot/Land; 8754 ferry stMontague Mi, ,; Not Investment-Related; 10/11/2018 / Lot/Land; 8658 water st Montague Mi, ,; Not Investment-Related; 10/12/2018. Business Ownership; Weaver 2 LLC; President/owner; Realestate holding; 319 n castell ave, , rochester, MI, 48307; Not Investment-Related; 10/05/2011; 1 to 9 hours per month; 0 during trading hours / Trucket; president; Consumer product; 319 n castell ave, , rochester, MI, 48307; Not Investment-Related; 09/14/2017; 1 to 9 hours per month; 0 during trading hours / artisan market village LLC; design and maintain buildings; realestate; 319 n castell ave, , rochester, MI, 48307; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-27 |
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