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Nikole L Middleton

Vestia Personal Wealth Advisors

Fort Wayne, IN

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Current Employers
Vestia Personal Wealth Advisors

9121 Illinois Road Suite 51, Fort Wayne, IN 46804 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-10-14
  • IN RA
    APPROVED
    Since 2024-10-14

Branch Locations

9121 Illinois Road Suite 51, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Fort Wayne IN 12/2017 03/2020
Lebamoff Law Offices Fort Wayne IN 08/2010 12/2017
Ameriprise Financial Services, Llc Fort Wayne IN 03/2020 10/2024
Vestia Personal Wealth Advisors Fort Wayne IN 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-16
  • S66 Uniform Combined State Law Examination
    2019-09-16
Other Names
  • Nikole Lee-Ann Patton
  • Nikole Lee-Ann Fitch
  • Nikole Lee-Ann Esquibel
  • Nikole L Middleton
  • Nikole Lee-Ann Miller
  • Nikole Lee-Ann Middleton

View on SEC IAPD

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Other Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · FORT WAYNE, IN
LPL FINANCIAL LLC · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · Fort Wayne, IN
TRADEWELL TAX & FINANCIAL · FORT WAYNE, IN
WELLS FARGO CLEARING SERVICES, LLC · FORT WAYNE, IN

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