Walter Neil Straube

Current Employers

Employment History

• 12/2017 → 09/2019
  Clayton Brinson
  Atlanta, GA
• 12/2017 → 10/2019
  Northwestern Mutual Investment Services Llc
  Atlanta, GA
• 05/2012 → 01/2018
  Department Of Defence
  Fort Bragg, NC
• 02/2018 → 04/2020
  Alabama National Guard 20Th Sfg (A)
  Montgomery, AL
• 04/2019 → 10/2019
  Stefan Brecher
  Atlanta, GA
• 10/2019 → 08/2021
  Ameriprise Financial Services, Inc
  Atlanta, GA
• 08/2021 → 03/2022
  Kestra Investment Services
  Atlanta, GA
• 08/2021 → 03/2022
  Kestra Advisory Services Llc
  Atlanta, GA
• 04/2022 → 08/2024
  Triad Advisors
  Norcross, GA
• 04/2022 → Present
  Gallagher Fiduciary Advisors, Llc
  Atlanta, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Atlanta, GA

Previous Registrations

• 2021-09-20 → 2022-03-31
  Kestra Advisory Services, Llc
  Atlanta, GA
  Austin, TX
• 2020-10-14 → 2021-08-09
  Ameriprise Financial Services, Llc
  Atlanta, GA

Other Businesses

1) Georgia National Guard; investment related;1000 Halsey Ave. SE, Marietta, GA 30060;army officer; staff officer/major/04;4/10/2020;20 hrs/month;0 hrs during trading; staff officer/major/04 2) ROVER POSITION: pet watcher NATURE: Watching pets INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2023 ADDRESS: 817 N Hightlands Ave NE, Apt A, Atlanta GA 30306, United States DESCRIPTION: Watching other peoples pets 3) GALLAGHER FIDUCIARY ADVISOR LLC POSITION: consultant NATURE: RIA for Gallagher INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/11/2021 ADDRESS: 1050 Crown Pointe Pkwy, Suite 600, Atlanta GA 30338, United States DESCRIPTION: Retirement Consultant

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-15
• S63 Uniform Securities Agent State Law Examination
  2018-03-02

Designations

Other Names

• Neil Straube
• Walter N Straube