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Brian Michael Carroll

Oak Harbor Wealth Partners

Raleigh, NC

Carmel, IN

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Current Employers
Oak Harbor Wealth Partners

Raleigh, NC • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-02-10
TX RA APPROVED 2026-02-10
  • IN RA
    APPROVED
    Since 2026-02-10
  • TX RA
    APPROVED
    Since 2026-02-10

Branch Locations

Raleigh, NC • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Indianapolis IN 01/2018 09/2021
Major League Soccer New York NY 01/2003 12/2017
Oak Harbor Wealth Partners, Llc Raleigh NC 10/2021 03/2026
Hesmer Wealth Management Llc Raleigh NC 04/2026 Present
  • 01/2018 → 09/2021
    Raymond James
    Indianapolis, IN
  • 01/2003 → 12/2017
    Major League Soccer
    New York, NY
  • 10/2021 → 03/2026
    Oak Harbor Wealth Partners, Llc
    Raleigh, NC
  • 04/2026 → Present
    Hesmer Wealth Management Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-12
  • S66 Uniform Combined State Law Examination
    2018-02-12
Designations

View on SEC IAPD

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