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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-10 |
| CO | RA | APPROVED | 2019-08-06 |
Branch Locations
679 East 2Nd Avenue Suite 9, Durango, CO 81301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Durango | CO | 09/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Durango | CO | 11/2016 | 07/2019 |
| Prospera Financial Services Inc. | Dallas | TX | 07/2019 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; DENVER, CO; 100% OWNERSHIP; START DATE = 12/01/2008; MINIMAL TIME DEVOTED; NONE DURING TRADING HOURS. CAMULUS IRREVOCABLE GIFT TRUST; TRUSTEE OF CHILDRENS GRIFT TRUST, THIS BUSINESS IS NOT INVESTMENT RELATED. NONE DURING TRADING HOURS. NO COMPENSATION AT THIS TIME. BOARD MEMBER OF DURANGO BMX LOCATED AT 360 S CAMINO DEL RIO, DURANGO, CO 81301. CONDUCTING THIS BUSINESS NOT DURING MARKET HOURS. NO COMPENSATION AT THIS TIME. SOLE MEMBER OF ARAWN, LLC LOCATED AT 1211 N WESTSHORE BLVD. STE 315, TAMPA, FL, 33607. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLY TIME CONDUCTING THIS BUSINESS NONE DURING MARKET HOURS. NO COMPENSATION AT THIS TIME. SOLE MEMBER OF TARANIS, LLC LOCATED AT 799 E 3RD STE, 4 DURANGO, CO 81301. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLY TIME NON DURING MARKET HOURS. NO COMPENSTION AT TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-15 |
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