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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-04 |
| NC | RA | APPROVED | 2021-06-09 |
Branch Locations
5936 Monroe Road Suite 200-A, Charlotte, NC 28212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Scottsdale | AZ | 08/2017 | 03/2020 |
| Mml Investors Services, Llc | Scottdale | AZ | 01/2018 | 04/2020 |
| Maximus | Spartanburg | SC | 01/2017 | 05/2017 |
| Wofford College | Spartanburg | SC | 05/2015 | 05/2017 |
| Omnistar Financial Group, Inc. | Wilmington | NC | 02/2020 | 02/2021 |
| Massmutual Life Insurance Co | Charlotte | NC | 06/2021 | Present |
| Mml Investors Services, Llc | Charlotte | NC | 06/2021 | Present |
| Massmutual Life Insurance Co | Scottsdale | AZ | 05/2020 | 05/2021 |
(1) Name: Blue Ridge Acquisition Group, LLC Inv rel: Y Addr: 103 Wynmere Way, Seneca, SC 29672 Nature: Realtor/Real Estate Position: Partner, CFO Start: 06/01/2020 No hrs/mo: 40 No hrs/mo dur trading: 10 Duties: Account for projects, mange Quickbooks for business and profitability of projects. (2) Name: Alexander Nolan Inv rel: Y Addr: 4350 Congress St, #300, Charlotte, NC 28209 Nature: Outside Insurance - life disability, health Position: Sales Start: 01/17/2022 No hrs/mo: 1 No hrs/mo dur trading: 1 Duties: Outside fixed business. (3) NAME: Nolan and Nolan Holdings, LLC INV REL: Y ADD: 107 North Fairplay Street, Seneca SC 29678 NATURE: entity exists to receive income and pay operational expenses POSITION: Owner START DATE: 05/19/2020 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Ensure that business operating expenses are paid. (4) NAME: Blue Ridge Wealth LLC, INV REL: Y, ADD: At Residential Address, NATURE/DUTIES: Owner of LLC for pass through compensation, POSITION: OWNER, START DATE: 4/5/24, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-24 |
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