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Alexander Jackman Nolan

Mml Investors Services, LLC

Charlotte, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-04
NC RA APPROVED 2021-06-09
  • TX RA
    APPROVED
    Since 2022-04-04
  • NC RA
    APPROVED
    Since 2021-06-09

Branch Locations

5936 Monroe Road Suite 200-A, Charlotte, NC 28212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Scottsdale AZ 08/2017 03/2020
Mml Investors Services, Llc Scottdale AZ 01/2018 04/2020
Maximus Spartanburg SC 01/2017 05/2017
Wofford College Spartanburg SC 05/2015 05/2017
Omnistar Financial Group, Inc. Wilmington NC 02/2020 02/2021
Massmutual Life Insurance Co Charlotte NC 06/2021 Present
Mml Investors Services, Llc Charlotte NC 06/2021 Present
Massmutual Life Insurance Co Scottsdale AZ 05/2020 05/2021
  • 08/2017 → 03/2020
    Massmutual Life Insurance Co
    Scottsdale, AZ
  • 01/2018 → 04/2020
    Scottdale, AZ
  • 01/2017 → 05/2017
    Maximus
    Spartanburg, SC
  • 05/2015 → 05/2017
    Wofford College
    Spartanburg, SC
  • 02/2020 → 02/2021
    Wilmington, NC
  • 06/2021 → Present
    Massmutual Life Insurance Co
    Charlotte, NC
  • 06/2021 → Present
    Charlotte, NC
  • 05/2020 → 05/2021
    Massmutual Life Insurance Co
    Scottsdale, AZ
Previous Registrations
Other Businesses

(1) Name: Blue Ridge Acquisition Group, LLC Inv rel: Y Addr: 103 Wynmere Way, Seneca, SC 29672 Nature: Realtor/Real Estate Position: Partner, CFO Start: 06/01/2020 No hrs/mo: 40 No hrs/mo dur trading: 10 Duties: Account for projects, mange Quickbooks for business and profitability of projects. (2) Name: Alexander Nolan Inv rel: Y Addr: 4350 Congress St, #300, Charlotte, NC 28209 Nature: Outside Insurance - life disability, health Position: Sales Start: 01/17/2022 No hrs/mo: 1 No hrs/mo dur trading: 1 Duties: Outside fixed business. (3) NAME: Nolan and Nolan Holdings, LLC INV REL: Y ADD: 107 North Fairplay Street, Seneca SC 29678 NATURE: entity exists to receive income and pay operational expenses POSITION: Owner START DATE: 05/19/2020 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Ensure that business operating expenses are paid. (4) NAME: Blue Ridge Wealth LLC, INV REL: Y, ADD: At Residential Address, NATURE/DUTIES: Owner of LLC for pass through compensation, POSITION: OWNER, START DATE: 4/5/24, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-24
  • S66 Uniform Combined State Law Examination
    2018-05-24
Designations
Other Names
  • Alex Nolan
  • Alex Nolan
  • Alexander Nolan

View on SEC IAPD

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