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Michael Philip Caputo

Goldman Sachs Wealth Services, L.P.

Morristown, NJ

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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-08-02
  • NJ RA
    APPROVED
    Since 2018-08-02

Branch Locations

320 Headquarters Plaza East Tower 12Th Floor, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Parsippany NJ 09/2017 01/2021
Seton Hall University South Orange NJ 08/2013 05/2017
Unemployed Morganville NJ 05/2017 08/2017
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 09/2017 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Parsippany, NJ
  • 08/2013 → 05/2017
    Seton Hall University
    South Orange, NJ
  • 05/2017 → 08/2017
    Unemployed
    Morganville, NJ
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-30
  • S66 Uniform Combined State Law Examination
    2018-07-30

View on SEC IAPD

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