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John Andrew Elliott

Charles Schwab & Co., Inc.

Austin, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-05
  • TX RA
    APPROVED
    Since 2022-09-05

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genpact Richardson TX 11/2017 01/2018
Unemployed Coppell TX 09/2017 11/2017
Unemployed Ithaca NY 06/2017 08/2017
Co-Operative Extension Ithaca NY 06/2016 05/2017
Cornell University Ithaca NY 08/2014 05/2017
Axa Advisors, Llc Coppell TX 03/2018 06/2018
Jpmorgan Securities Llc Plano TX 07/2018 07/2022
Charles Schwab & Co., Inc. Westlake TX 08/2022 Present
  • 11/2017 → 01/2018
    Genpact
    Richardson, TX
  • 09/2017 → 11/2017
    Unemployed
    Coppell, TX
  • 06/2017 → 08/2017
    Unemployed
    Ithaca, NY
  • 06/2016 → 05/2017
    Co-Operative Extension
    Ithaca, NY
  • 08/2014 → 05/2017
    Cornell University
    Ithaca, NY
  • 03/2018 → 06/2018
    Axa Advisors, Llc
    Coppell, TX
  • 07/2018 → 07/2022
    Jpmorgan Securities Llc
    Plano, TX
  • 08/2022 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-13
S63 Uniform Securities Agent State Law Examination 2018-03-29
  • S66 Uniform Combined State Law Examination
    2018-09-13
  • S63 Uniform Securities Agent State Law Examination
    2018-03-29
Other Names
  • John Elliott

View on SEC IAPD

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