Kevin Knobloch

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-01-19
LA	RA	APPROVED	2022-07-19
TX	RA	APPROVED	2022-07-15

CO RA
APPROVED

Since 2023-01-19
LA RA
APPROVED

Since 2022-07-19
TX RA
APPROVED

Since 2022-07-15

Branch Locations

Dallas, TX • United States

4319 Bluebonnet Blvd, Baton Rouge, LA 70809 • United States

Denver, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Baton Rouge	LA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Baton Rouge	LA	11/2016	07/2022
Wells Fargo Advisors Financial Network, Llc	Baton Rouge	LA	07/2022	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Baton Rouge, LA
11/2016 → 07/2022

Wells Fargo Clearing Services, Llc

Baton Rouge, LA
07/2022 → Present

Wells Fargo Advisors Financial Network, Llc

Baton Rouge, LA

Previous Registrations

2009-03-13 → 2022-07-15

Wells Fargo Clearing Services, Llc

Baton Rouge, LA
2008-10-01 → 2009-04-06

J.P. Morgan Securities Llc

Baton Rouge, LA
2006-09-27 → 2008-10-01

J.P. Morgan Securities Inc.

Baton Rouge, LA
2002-04-12 → 2006-09-27

Banc One Securities Corporation

Baton Rouge, LA

Chicago, IL

Baton Rouge, LA

Other Businesses

LONGBRIDGE WEALTH MANAGEMENT LLC, INV RELATED, BATON ROUGE, LA, 20% OWNERSHIP, START 4/20/2022, 160 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. LONGBRIDGE REAL ESTATE LLC, INV RELATED, BATON ROUGE, LA, 20% OWNERSHIP, START 6/1/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, BUILDING TO HOUSE FINET PRACTICE. BATON ROUGE AREA FOUNDATION, INV RELATED, BATON ROUGE, LA, INVESTMENT COMMITTEE MEMBER, START 8/1/2022, 1 HOUR PER MONTH, ZERO HOURS DUIRNG TRADING, REVIEWING PRESENTATIONS BY THE INVESTMENTS MANAGERS. NIGHT OWL NEST EGG, LLC; INV. RELATED; BATON ROUGE,LA; 100% OWNERSHIP; START DATE 07/08/2022; NUMBER OF HOURS PER MONTH 2 ;NUMBER OF HOURS DURING TRADING 0; PASS THROUGH FOR FINET PRACTICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-28

S66 Uniform Combined State Law Examination

2001-12-28

Designations

Other Names

Kevin Francis Knobloch

View on SEC IAPD