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Scott A Burgess

Wells Fargo Clearing Services, LLC

Wilmington, NC

Clayton, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-22
NC RA APPROVED 2020-05-06
  • TX RA
    APPROVED_RES
    Since 2023-06-22
  • NC RA
    APPROVED
    Since 2020-05-06

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

1405 Executive Dr, Clayton, NC 27520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2017 08/2018
Pnc Bank Holly Springs NC 04/2016 12/2017
Pruco Securities, Llc Charlotte NC 10/2018 04/2020
Unemployed Smithfield NC 08/2018 10/2018
The Prudential Insurance Company Of America Charlotte NC 11/2018 04/2020
Wells Fargo Clearing Services, Llc Garner NC 04/2020 Present
Wells Fargo Bank, Na Garner NC 04/2020 Present
  • 12/2017 → 08/2018
    Edward Jones
    St Louis, MO
  • 04/2016 → 12/2017
    Pnc Bank
    Holly Springs, NC
  • 10/2018 → 04/2020
    Pruco Securities, Llc
    Charlotte, NC
  • 08/2018 → 10/2018
    Unemployed
    Smithfield, NC
  • 11/2018 → 04/2020
    The Prudential Insurance Company Of America
    Charlotte, NC
  • 04/2020 → Present
    Wells Fargo Clearing Services, Llc
    Garner, NC
  • 04/2020 → Present
    Wells Fargo Bank, Na
    Garner, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-17
  • S66 Uniform Combined State Law Examination
    2018-02-17
Other Names
  • Scott Burgess

View on SEC IAPD

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JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC

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