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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-15 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
23 Corporate Plaza Drive Suite 130 Newport Beach,, Newport Beach,, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities Llc | Newport Beach | CA | 05/2020 | Present |
| Mammoth Wealth Management | Mammoth Lake | CA | 04/2019 | 04/2020 |
| Mammoth Mountain Llc | Mammoth Lakes | CA | 12/2018 | 04/2019 |
| Unemployed | N/A | CA | 10/2018 | 12/2018 |
| Lpl Financial | San Diego | CA | 11/2017 | 10/2018 |
| Student | N/A | CA | 05/2014 | 11/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-12 |
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