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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-12-02
  • NC RA
    APPROVED
    Since 2024-12-02

Branch Locations

Winston Salem, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Citadel Charleston SC 08/2013 05/2017
Red Ventures Fort Mill SC 06/2017 10/2017
Unemployed Charlotte NC 10/2017 03/2018
Axa Advisors, Llc New York NY 12/2017 08/2018
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 09/2018 01/2022
Tiaa Charlotte NC 09/2018 01/2022
Nuveen Securities, Llc Charlotte NC 10/2022 02/2024
Nuveen Asset Managment Llc Chicago IL 10/2022 02/2024
Earnst & Young Charlotte NC 02/2022 08/2022
Empower Financial Services, Inc Greenwood Village CO 05/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 05/2024 Present
  • 08/2013 → 05/2017
    The Citadel
    Charleston, SC
  • 06/2017 → 10/2017
    Red Ventures
    Fort Mill, SC
  • 10/2017 → 03/2018
    Unemployed
    Charlotte, NC
  • 12/2017 → 08/2018
    Axa Advisors, Llc
    New York, NY
  • 09/2018 → 01/2022
    Charlotte, NC
  • 09/2018 → 01/2022
    Tiaa
    Charlotte, NC
  • 10/2022 → 02/2024
    Nuveen Securities, Llc
    Charlotte, NC
  • 10/2022 → 02/2024
    Nuveen Asset Managment Llc
    Chicago, IL
  • 02/2022 → 08/2022
    Earnst & Young
    Charlotte, NC
  • 05/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 05/2024 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-27
S63 Uniform Securities Agent State Law Examination 2018-02-16
  • S66 Uniform Combined State Law Examination
    2024-11-27
  • S63 Uniform Securities Agent State Law Examination
    2018-02-16
Other Names
  • Alex Cannon
  • Robert Cannon
  • Robert Alexander Cannon
  • Robert A Cannon

View on SEC IAPD

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