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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-10 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Northridge, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Assetmark, Inc. | Northridge | CA | 01/2019 | Present |
| Assetmark Financial Holdings, Inc. | Northridge | CA | 01/2019 | Present |
| William Parry Insurance Agency | Woodland Hills | CA | 07/2018 | 12/2018 |
| American Financial Network | Calabasas | CA | 12/2018 | 03/2019 |
| The Coffee Bean And Tea Leaf | Woodland Hills | CA | 08/2011 | 11/2018 |
| Student | Los Angeles | CA | 03/2018 | 07/2018 |
| Assetmark Brokerage, Llc | Northridge | CA | 06/2019 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2019 - 160 HRS / MONTHLY, IMPLEMENTATION MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-30 |
| S65 | Uniform Investment Adviser Law Examination | 2019-09-10 |
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