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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-10
  • CA RA
    APPROVED
    Since 2019-09-10

Branch Locations

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Northridge, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetmark, Inc. Northridge CA 01/2019 Present
Assetmark Financial Holdings, Inc. Northridge CA 01/2019 Present
William Parry Insurance Agency Woodland Hills CA 07/2018 12/2018
American Financial Network Calabasas CA 12/2018 03/2019
The Coffee Bean And Tea Leaf Woodland Hills CA 08/2011 11/2018
Student Los Angeles CA 03/2018 07/2018
Assetmark Brokerage, Llc Northridge CA 06/2019 Present
  • 01/2019 → Present
    Northridge, CA
  • 01/2019 → Present
    Assetmark Financial Holdings, Inc.
    Northridge, CA
  • 07/2018 → 12/2018
    William Parry Insurance Agency
    Woodland Hills, CA
  • 12/2018 → 03/2019
    American Financial Network
    Calabasas, CA
  • 08/2011 → 11/2018
    The Coffee Bean And Tea Leaf
    Woodland Hills, CA
  • 03/2018 → 07/2018
    Student
    Los Angeles, CA
  • 06/2019 → Present
    Assetmark Brokerage, Llc
    Northridge, CA
Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2019 - 160 HRS / MONTHLY, IMPLEMENTATION MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-30
S65 Uniform Investment Adviser Law Examination 2019-09-10
  • S63 Uniform Securities Agent State Law Examination
    2020-10-30
  • S65 Uniform Investment Adviser Law Examination
    2019-09-10

View on SEC IAPD

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