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William Bradley Hopkins

Charles Schwab & Co., Inc.

St Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-09-30
  • MO RA
    APPROVED
    Since 2022-09-30

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St Louis MO 12/2017 12/2022
Apc Automotive Chesterfield MO 06/2017 12/2017
Frontier Communications Weldon Springs MO 04/2016 06/2017
Charles Schwab & Co., Inc. St Louis MO 12/2022 Present
  • 12/2017 → 12/2022
    Td Ameritrade
    St Louis, MO
  • 06/2017 → 12/2017
    Apc Automotive
    Chesterfield, MO
  • 04/2016 → 06/2017
    Frontier Communications
    Weldon Springs, MO
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    St Louis, MO
Previous Registrations
  • 2019-09-04 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2019-09-04 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-03
S63 Uniform Securities Agent State Law Examination 2018-05-03
  • S66 Uniform Combined State Law Examination
    2019-09-03
  • S63 Uniform Securities Agent State Law Examination
    2018-05-03
Other Names
  • Brad Hopkins

View on SEC IAPD

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