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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Australian Cruise Group | Sydney | 02/2017 | 03/2017 | |
| N/A | Sydney | 07/2016 | 01/2017 | |
| Jet English College | Sydney | 04/2017 | 10/2017 | |
| Charles Schwab & Co., Inc. | Westlake | TX | 11/2017 | 09/2024 |
| N/A | Ennis | TX | 09/2024 | 01/2025 |
| Fidelity Investments | Westlake | TX | 01/2025 | Present |
| Els Universal English College | Sydney | 04/2017 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-27 |
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