Stephanie A Bregante

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-10-21
AZ	RA	APPROVED	2020-10-02

TX RA
APPROVED

Since 2020-10-21
AZ RA
APPROVED

Since 2020-10-02

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	12/2017	05/2019
First Convenience Bank / First National Bank Texas	Phoenix	AZ	03/2013	11/2017
Solium Financial Services Llc	Tempe	AZ	06/2019	09/2020
Morgan Stanley Smith Barney Llc	Phoenix	AZ	09/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2023	Present

12/2017 → 05/2019

Charles Schwab & Co., Inc.

Phoenix, AZ
03/2013 → 11/2017

First Convenience Bank / First National Bank Texas

Phoenix, AZ
06/2019 → 09/2020

Solium Financial Services Llc

Tempe, AZ
09/2020 → Present

Morgan Stanley Smith Barney Llc

Phoenix, AZ
03/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2019-03-29 → 2019-06-17

Charles Schwab & Co., Inc.

Phoenix, AZ

Other Businesses

* 433316 - Qwick; Investment related No; Phoenix, AZ; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 20; Customer Service.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-29
S63	Uniform Securities Agent State Law Examination	2018-09-28

S66 Uniform Combined State Law Examination

2019-03-29
S63 Uniform Securities Agent State Law Examination

2018-09-28

Other Names

Autumn Preetorius
Stephanie Autumn Preetorius
Stephanie Preetorius

View on SEC IAPD