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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-10 |
| TX | RA | APPROVED | 2020-01-06 |
Branch Locations
Reisterstown, MD • United States
11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States
9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 12/2017 | Present |
| Arizona Soccer Club | Gilbert | AZ | 05/2019 | Present |
| Strikers Soccer Club | Mesa | AZ | 05/2018 | 05/2019 |
| Quiktrip | Tempe | AZ | 02/2017 | 07/2017 |
| Higley High School | Gilbert | AZ | 08/2016 | 07/2017 |
| Arizona Soccer Club | Gilbert | AZ | 05/2013 | 05/2018 |
| Coerver Carolinas | Florence | SC | 07/2017 | 11/2017 |
| Arizona Soccer Club | Gilbert | AZ | 05/2013 | 05/2017 |
| Bank Of America, N.A. | Chandler | AZ | 11/2020 | Present |
I*2653283, Entity Type: , Name of OBA: Estate of B and L H, Address: Chandler, Arizona, 85226, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 01/01/2024, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2654299, Entity Type: , Name of OBA: Estate of L V, Address: Gilbert, Arizona, 85298, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 01/01/2024, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3113265 Entity Type: N/A Name of OBA: Rental Property 1 Address: Queen Creek, Arizona, 85142 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 11/03/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
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