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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-03-02
TX RA APPROVED 2018-02-28
  • NJ RA
    APPROVED
    Since 2018-03-02
  • TX RA
    APPROVED
    Since 2018-02-28

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 12/2017 Present
Bank Of America, N.A. Pennington NJ 12/2017 Present
Kean University Union NJ 08/2012 05/2017
Unicore Capital New York NY 11/2016 01/2017
Bank Of America Vauxhall NJ 08/2015 11/2016
Bank Of America Stirling NJ 02/2017 12/2017
  • 12/2017 → Present
    Pennington, NJ
  • 12/2017 → Present
    Bank Of America, N.A.
    Pennington, NJ
  • 08/2012 → 05/2017
    Kean University
    Union, NJ
  • 11/2016 → 01/2017
    Unicore Capital
    New York, NY
  • 08/2015 → 11/2016
    Bank Of America
    Vauxhall, NJ
  • 02/2017 → 12/2017
    Bank Of America
    Stirling, NJ
Other Businesses

I*110939 For profit or not for profit: For-Profit Organization Name of outside business organization: Emmanuel Enterprise Investment related: N Address of business: East Orange, New Jersey 7017 Nature of business: General Partnership, Position, title, association: General Partner, Start date of relationship: 3/1/2018 Number of hours devoted: 13 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Rental Properties: I am going to be general partner. I will be potentially receiving income from a rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-27
  • S66 Uniform Combined State Law Examination
    2018-02-27
Other Names
  • Nicholas Malcolm

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