John Carswell Hooper

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → Present
  Guardian Life Insurance Company
  Metairie, LA
• 06/2016 → 05/2017
  State Farm
  Gretna, LA
• 05/2017 → 02/2018
  Independent Life Insurance Broker
  Metairie, LA
• 07/2018 → Present
  Park Avenue Securities
  Metairie, LA

Other Businesses

1. Sale of Insurance Products Outside of Guardian-Sell fixed products outside of Guardian when needed, Start: 01/01/2018, Address: 721 Live Oak Metairie, LA 70005, 10 bus hrs per month, Investment related, >10% annual compensation, 2) The faithful platform-engagement ring sales, Start: 03/01/2021, Address: 611 phosphor ave, Metairie, LA 70005, 1 total hour per month, 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 3) Holy Cross high school assistant 8th grade football coach, Start: 08/15/2022, Address: 5500 Paris Ave, New Orleans LA 70122, 16 total hours per month 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 4) Holy Cross high school-Alumni Board, Start: 07/10/2025, Address: 5500 Paris Ave, New Orleans LA 70122, 0 total hours per month, Not Investment related, No Annual compensation, 5) Insurance outside of Guardian-Minnesota Life, Start Date: 2/16/2026, Nature: Insurance products outside of Guardian, Address: 3300 west esplanade ave s suite 210 Metairie LA 70002, Duties: Independent Contractor-selling insurance products outside of Guardian, 0 total hours per month, Investment Related, 6) Field Director Volunteer for Patrick Sens campaign for State Rep LA 94 district, Start Date: 7/15/2026, Nature: Political Campaign Volunteer, Address: 1101 Neyrey Dr. Metairie, LA 70001, Duties: Assist with organizing grassroots efforts (e.g., door knocking, volunteer coordination), 3 total hours per month; 0 during securities trading hours, Not Investment Related,

Exams

• S66 Uniform Combined State Law Examination
  2019-04-18

Other Names

• Trey Hooper
• John Carswell Hooper