Rita Diane Mccluskey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 09/2009 → Present
  Bank Of America,Na
  Indianapolis, IN

Other Businesses

I*136026For profit or not for profit: Non-Profit OrganizationName of outside business organization: Connor Prairie FoundationInvestment related: YAddress of businessFishers, Indiana 46038Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 3/1/2021Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 2Duties: Serve on the Foundation Board on a committee. I*707268For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Brownsburg, Indiana, 46112Nature of business: Position, title, association: Sole owner, Start date of relationship: 2/2/2022Number of hours devoted: 2 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*: 391325Entity Type: Entity CharitableName of OBA: Connor Prairie FoundationAddress: Fishers, Indiana 46038Investment Related: NoPosition, Title, Association: Board Member,OfficerEmployee Start Date: 01/01/2025No Hours: 10hr/moNo Hours during trading: 2 Duties: Serve on the Foundation Board on a committee. I*707268, Entity Type: , Name of OBA: Rental Property 1, Address: Brownsburg, Indiana, 46112, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 07/01/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3225264, Entity Type, Name of OBA: MLPF& S CUST R P. M RRA FBO R P. M Address: BrownsburgIndiana46112 Investment Related: No Position, Title, Association:Power of Attorney Employee Start Date: 11/26/2025No Hours: 1 monthly No Hours during trading: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-05
• S63 Uniform Securities Agent State Law Examination
  1999-03-22

Other Names

• Rita D Vallone
• Rita D Mccluskey