Robert Willis Davis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-12
WA	RA	APPROVED	2023-03-06

TX RA
APPROVED_RES

Since 2024-12-12
WA RA
APPROVED

Since 2023-03-06

Branch Locations

Everett, WA • United States

1417 116Th Ave Ne #202, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Bellevue	WA	12/2017	03/2023
Unemployed	Mukilteo	WA	05/2017	12/2017
Liberty Mutual Technology Group	Dover	NH	07/2001	05/2017
Lpl Financial Llc	Bellevue	WA	02/2023	Present

12/2017 → 03/2023

Cadaret, Grant & Co., Inc.

Bellevue, WA
05/2017 → 12/2017

Unemployed

Mukilteo, WA
07/2001 → 05/2017

Liberty Mutual Technology Group

Dover, NH
02/2023 → Present

Lpl Financial Llc

Bellevue, WA

Previous Registrations

2018-02-26 → 2023-03-08

Cadaret, Grant & Co., Inc.

Bellevue, WA

Other Businesses

1) 11/20/2025 - SC Financial Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/18/2018 - 0 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-15

S66 Uniform Combined State Law Examination

2018-02-15

Other Names

Bob Willis Davis
Robert Willis Davis
Robert Willis Davis

View on SEC IAPD