Loren Sinclair Peters

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 12/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Segundo, CA
• 09/2009 → 12/2017
  Bank Of America,Na
  El Segundo, CA
• 12/2017 → 01/2025
  Lincoln Financial Advisors Corporation
  Manhattan Beach, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Hermosa Beach, CA

Previous Registrations

• 2017-12-15 → 2025-01-24
  Osaic Fa, Inc.
  Manhattan Beach, CA
  Hermosa Beach, CA
  Palos Verdes Estates, CA
• 2007-11-16 → 2017-12-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Segundo, CA
  Palos Verdes Estates, CA
• 2001-02-21 → 2007-11-29
  Citigroup Global Markets Inc.
  Rolling Hills Estates, CA
  Rolling Hills, CA

Other Businesses

1) Loren Peters 2447 Pacific Coast Highway 2ND Floor Hermosa Beach, CA 90254 Category: Insurance Investment-Related: Yes Title: Agent Duties: Offer Fixed and Equity Indexed Annuities, Traditional Life Insurance Start Date: 12/2017 Hours per month: 10 Hours per month during trading hours: 10 2) WealthQ2, LLC, 609 Deep Valley Drive, Ste 200, Rolling Hills Estates, CA 90274 Category: Legal Entity Investment Related: No Title: Owner Duties: created legal entity for business management purposes Start Date: 02/28/2023 Hours per Month: 10 Hours per Month during trading hours: 0 3) 110 PASEO DE LA CONCHA, LLC., 110 PASEO DE LA CONCHA, REDONDO BEACH, CA 90277 CATEGORY: LEGAL ENTITY/REAL ESTATE RENTAL INVESTMENT RELATED: YES TITLE: OWNER DUTIES: MANAGE RENTAL PROPERTY START DATE: 03/2023 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 0 4) LOREN PETERS, LOS OSOS, CA 93402 CATEGORY: PROPERTY RENTAL INVESTMENT RELATED: NO TITLE: TURO RENTER DUTIES: RENT CAR VIA TURO START DATE: 08/2024 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS:

Exams

• S66 Uniform Combined State Law Examination
  2000-03-13