David Vincent Derosa

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 04/2018
  Proequities Inc
  Conway, AR
• 02/2018 → 04/2018
  Heritage Creek Financial
  Conway, AR
• 10/2013 → 10/2017
  Hewlett Packard Enterprise
  Conway, AR
• 11/2017 → 01/2018
  Unemployed
  Conway, AR
• 05/2018 → 02/2019
  Lpl Financial, Llc
  Conway, AR
• 05/2018 → 02/2019
  Level Four Advisory Services, Llc
  Conway, AR
• 03/2016 → Present
  Veritas Independent Partners
  Conway, AR
• 03/2016 → Present
  Cardinal Investment Group
  Conway, AR
• 12/2025 → Present
  Money Concepts Capital Corp.
  Palm Beach Gardens, FL

Previous Registrations

• 2019-03-13 → 2026-04-15
  Trutoro
  Conway, AR
  Conway, AR
  Conway, AR

Other Businesses

1. 5/15/2018 - Ponderosa Properties - Not Investment Related - Home Based & Conway, AR 72034 - Real Estate Rental - LLC Member/Property Manager - Start Date: 5/28/2010 - 10 Hours Per Month/0 Hours During Securities Trading - Time Spent 5%. 2. 1/01/2021 - The Call Forum - Not Investment Related - Home Based & Conway, AR 72034 - Sales Training - LLC Member - 5 Hours Per Month 3. Veritas Independent Partners, LLC, DBA Trutoro - Investment Related - Conway, AR. - Financial Advisor -3/2016 - 60 Hours Per month during trading 10 hours non-trading - Manage Client Accounts

Exams

• S66 Uniform Combined State Law Examination
  2018-05-24

Other Names

• David Vincent Derosa
• David Derosa