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Current Employers
Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-02-08
  • PA RA
    APPROVED
    Since 2016-02-08

Branch Locations

1820 Lancaster St, Baltimore, MD 21231 • United States

Pittsburgh, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Pittsburgh PA 04/2013 Present
Lombard Securities Incorporated Baltimore MD 02/2016 Present
Previous Registrations
Other Businesses

Downtown Rotary Club/Foundation of Pittsburgh. 555 Grant St #327, Pittsburgh, PA 15219; Not Investment Related; Nature: Nonprofit networking/development organization; Position: Board Member; Start: July 2022; President Elect (Beginning July 2024); Devotes: 2-3 hours per month / 0 during securities trading hours; Duties: Provide assistance in organizing events, making decisions on budgeting, promote membership, and develop ideas to educate the members; Not compensated.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-04-23
  • S66 Uniform Combined State Law Examination
    1999-04-23

View on SEC IAPD

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