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CRD 3182095
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-28 |
| MI | RA | APPROVED | 2010-09-22 |
Branch Locations
Houghton Lake, MI • United States
250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States
750 Trade Centre Way, Portage, MI 49002 • United States
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
Wyoming, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Saginaw | MI | 05/1998 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saginaw | MI | 05/1998 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-09 |
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