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Henry Van

Wells Fargo Clearing Services, LLC

San Jose, CA

South San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-08
CA RA APPROVED 2026-03-05
  • TX RA
    APPROVED
    Since 2026-07-08
  • CA RA
    APPROVED
    Since 2026-03-05

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

10 Chestnut Ave, South San Francisco, CA 94080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gnc (General Nutrition) San Francisco CA 06/2016 10/2017
Gamestop Vallejo CA 07/2012 09/2016
J.P. Morgan Securities Llc Millbrae CA 11/2017 12/2025
Jpmorgan Chase Bank, N.A. Millbrae CA 11/2017 12/2025
Wells Fargo Clearing Services, Llc Palo Alto CA 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-06
S63 Uniform Securities Agent State Law Examination 2018-02-22
  • S66 Uniform Combined State Law Examination
    2022-05-06
  • S63 Uniform Securities Agent State Law Examination
    2018-02-22

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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