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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-23
TX RA APPROVED 2024-05-23
  • NJ RA
    APPROVED
    Since 2024-05-23
  • TX RA
    APPROVED
    Since 2024-05-23

Branch Locations

Gladstone, NJ • United States

350 Main Street, Suite 2, Bedminster, NJ 07921 • United States

Horizon Financial Group, Inc.

24 Fowler Road, Far Hills, NJ 07931 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-07-12
  • NJ RA
    APPROVED
    Since 2019-07-12

Branch Locations

24 Fowler Road, Far Hills, NJ 07931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Verizon Communications Basking Ridge NJ 07/2015 Present
Lincoln Financial Securities Far Hills NJ 02/2018 05/2024
Verizon Basking Ridge NJ 07/2009 07/2019
Horizon Financial Group, Inc. Far Hills NJ 07/2019 Present
Lpl Financial Llc Far Hills NJ 05/2024 Present
  • 07/2015 → Present
    Verizon Communications
    Basking Ridge, NJ
  • 02/2018 → 05/2024
    Lincoln Financial Securities
    Far Hills, NJ
  • 07/2009 → 07/2019
    Verizon
    Basking Ridge, NJ
  • 07/2019 → Present
    Far Hills, NJ
  • 05/2024 → Present
    Far Hills, NJ
Previous Registrations
  • 2022-12-08 → 2023-08-30
    Osaic Fs, Inc.
    Far Hills, NJ
Other Businesses

1) 05/2024 - Ian Davis / Non-Variable Insurance / Inv. Related / Far Hills, NJ / Start date 05/01/2020 2) 07/17/2024 - Horizon Financial Group Inc - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/01/2020 - 1 Hour Per Month/ 0 Hours During Trading - I provide financial planning and consulting services through Horizon Financial Group, Inc., an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3) 05/20/2025 - Horizon Financial Group, Inc - Inv. Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 05/20/2020 - 0 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-05
  • S66 Uniform Combined State Law Examination
    2018-11-05

View on SEC IAPD

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