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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-02-03 |
| TX | RA | APPROVED | 2023-02-03 |
Branch Locations
6060 S American Plaza St E Ste 350, Tulsa, OK 74135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Tulsa | OK | 11/2017 | 02/2023 |
| Conocophillips | Bartlesville | OK | 06/2014 | 11/2017 |
| Wells Fargo Advisors Financial Network, Llc | Tulsa | OK | 02/2023 | Present |
My wife has 2 managed accounts with her families FA at Morgan Stanely. These have been disclosed and approved by Wells Fargo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-04 |
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