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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-10
PA RA APPROVED 2021-01-04
  • TX RA
    APPROVED
    Since 2022-05-10
  • PA RA
    APPROVED
    Since 2021-01-04

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 06/2019 Present
Northeastern University Boston MA 09/2014 05/2019
Grantham Mayo Van Otterloo Boston MA 01/2017 06/2017
Morgan Stanley Boston MA 11/2018 04/2019
Bank Of America, N.A. Philadelphia PA 03/2022 Present
  • 06/2019 → Present
    Philadelphia, PA
  • 09/2014 → 05/2019
    Northeastern University
    Boston, MA
  • 01/2017 → 06/2017
    Grantham Mayo Van Otterloo
    Boston, MA
  • 11/2018 → 04/2019
    Morgan Stanley
    Boston, MA
  • 03/2022 → Present
    Bank Of America, N.A.
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-23
  • S66 Uniform Combined State Law Examination
    2020-12-23

View on SEC IAPD

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