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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-29
  • OH RA
    APPROVED
    Since 2026-04-29

Branch Locations

14205 Detroit Avenue, Lakewood, OH 44107 • United States

4600 Great Northern Blvd., N. Olmsted, OH 44070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Puritan Financial Group Columbus OH 03/2014 12/2017
Lakewood City Schools Lakewood OH 10/2016 04/2022
Axa Advisors, Llc New York NY 01/2018 06/2020
Equitable Advisors, Llc New York NY 01/2018 04/2026
Pnc Wealth Management North Olmsted OH 04/2026 Present
  • 03/2014 → 12/2017
    Puritan Financial Group
    Columbus, OH
  • 10/2016 → 04/2022
    Lakewood City Schools
    Lakewood, OH
  • 01/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 01/2018 → 04/2026
    New York, NY
  • 04/2026 → Present
    Pnc Wealth Management
    North Olmsted, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-11
  • S66 Uniform Combined State Law Examination
    2022-11-11
Other Names
  • Douglas L. Thomas
  • Douglas L Thomas
  • Douglas Thomas

View on SEC IAPD

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