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Jay David Faler

Providence Wealth Advisors, LLC

Frankfort, IL

Palos Heights, IL

CRD 6885938

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Employer firm

Providence Wealth Advisors, LLC CRD 153646

$684M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Providence Wealth Advisors, Llc

20220 South Lagrange Road, Frankfort, IL 60423 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-12-07
  • IL RA
    APPROVED
    Since 2017-12-07

Branch Locations

20220 South Lagrange Road, Frankfort, IL 60423 • United States

6431 W. 127Th Street, Palos Heights, IL 60463 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Standard Bank & Trust Hickory Hills IL 04/2012 12/2016
Providence Wealth Advisors Frankfort IL 01/2017 Present
  • 04/2012 → 12/2016
    Standard Bank & Trust
    Hickory Hills, IL
  • 01/2017 → Present
    Providence Wealth Advisors
    Frankfort, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-07
  • S65 Uniform Investment Adviser Law Examination
    2017-12-07

View on SEC IAPD

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Nearby Investors

CHRISTINA DENISE SUCHORABSKI
STEVEN ROBERT SWANSON
PATRICK J JARZEMBOWSKI

Nearby Offices

LPL FINANCIAL LLC · FRANKFORT, IL
AMERIPRISE FINANCIAL SERVICES, LLC · FRANKFORT, IL
AMERIPRISE FINANCIAL SERVICES, LLC · FRANKFORT, IL

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