Daniel Lozano Diaz

Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 04/2018
  The Ayco Company, L.P./Mercer Allied
  Deerfield, IL
• 09/2015 → 08/2017
  Jp Morgan Chase
  Downers Grove, IL
• 08/2018 → 08/2019
  Lincoln Financial Advisors
  Campbell, CA
• 04/2018 → 07/2018
  Unemployed
  Campbell, CA
• 07/2018 → 08/2018
  Non Registered Fingerprinted Person
  Campbell, CA
• 08/2019 → Present
  Arete Wealth Management Llc
  Chicago, IL
• 08/2019 → Present
  Arete Wealth Advisors Llc
  Chicago, IL

Previous Registrations

• 2019-01-08 → 2019-08-27
  Osaic Fa, Inc.
  Campbell, CA

Other Businesses

CREIGHTON UNIVERSITY; HEIDER COLLEGE OF BUSINESS: NON-PAID VOLUNTEER / ADVISORY ROLE; 50 HRS/YR; NOT INVESTMENT RELATED. EVERGREEN COMMUNITY COLLEGE: VOLUNTEER STUDENT MENTOR; START DATE 09/2022; 2 HRS/MTH; NOT INVESTMENT RELATED. Grade School Advisory Board-Volunteer Advisory Board Member (son's grade school); Fremont, CA. Unpaid volunteer. 10 hours per month 0 during trading hours, Start Date: 10/2025. Warm Springs Cabana Club, Volunteer Treasurer and Board Member, To provide guidance for the club financially. Assist with determining appropriate membership/rental rates, etc., Fremont, CA. 4-6 Hours per month, 0 during trading hours. Start date: 06/2025

Exams

• S66 Uniform Combined State Law Examination
  2019-01-07

Other Names

• Danny Lozano Diaz