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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-15
TX RA APPROVED 2025-09-15
  • CA RA
    APPROVED
    Since 2025-09-15
  • TX RA
    APPROVED
    Since 2025-09-15

Branch Locations

368 N Lemon Ave Ste A, Walnut, CA 91789 • United States

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fullerton CA 12/2022 03/2024
Alrisco Inc Walnut CA 12/2012 12/2022
New York Life Insurance Agents San Dimas CA 12/2017 05/2018
Rose Hills Company Whittier CA 03/2018 06/2018
Citynet Intl Inc Industry CA 12/2013 12/2020
Edward Jones St. Louis MO 03/2024 08/2025
Self Employed Walnut CA 12/2000 12/2022
Wells Fargo Clearing Services, Llc Encino CA 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-17
  • S66 Uniform Combined State Law Examination
    2023-04-17
Other Names
  • Yu Fu Chen
  • Brandon Chen
  • Yu Fu Brandon Chen
  • Brandon Yu Fu Chen
  • Brandon Dunn
  • Brandon Yu Fu Chen Dunn

View on SEC IAPD

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