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Inactive

Francis J. Dendulk

Aem Asset Management, LLC

Bushkill, PA

CRD 6885509

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Employer firm

Aem Asset Management, LLC CRD 310360

$118M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Aem Asset Management, Llc

265 Davidson Avenue Suite 210, Somerset, NJ 08873 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-09-03
  • PA RA
    APPROVED
    Since 2020-09-03

Branch Locations

Bushkill, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rrbb Asset Management, Llc Maplewood NJ 12/2017 12/2020
Not Employed Kinnelon NJ 06/2012 11/2017
Aem Asset Management, Llc Somerset NJ 08/2020 Present
  • 12/2017 → 12/2020
    Rrbb Asset Management, Llc
    Maplewood, NJ
  • 06/2012 → 11/2017
    Not Employed
    Kinnelon, NJ
  • 08/2020 → Present
    Aem Asset Management, Llc
    Somerset, NJ
Previous Registrations
  • 2017-12-18 → 2020-12-31
    Rrbb Asset Management, Llc
    Bushkill, PA
    Maplewood, NJ
Other Businesses

RRBB Asset Management, LLC; Investment-related; Maplewood, NJ; Investment Advisor; Investment Adviser Representative; Start Date: 12/2017

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-22
  • S65 Uniform Investment Adviser Law Examination
    2016-12-22

View on SEC IAPD

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