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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-06 |
| TX | RA | APPROVED | 2023-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Estero | FL | 12/2017 | 04/2019 |
| Northwestern Mutual Investment Services Llc | Estero | FL | 05/2018 | 01/2020 |
| Florida Gulf Coast University | Fort Myers | FL | 08/2015 | 12/2019 |
| Orvil Elia | Estero | FL | 04/2019 | 01/2020 |
| Northwestern Mutual Wealth Management Company | Estero | FL | 07/2019 | 01/2020 |
| Jpmorgan Chase Bank Na | Naples | FL | 02/2020 | Present |
| Jpmorgan Securities Llc | Naples | FL | 02/2020 | Present |
| Compass Group Usa | Fort Myers | FL | 08/2016 | 06/2017 |
Entity Name: Leah's Training and Treats Investment related: No "Address: Naples FL 34104. https://leahstrainingandtreats.com/" Nature of the other business: Dog Training Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My accountant recommended I become an employee of my fiancée's dog training & walking business. I do not participate in walking or training of dogs, nor any communication with clients. I occasionally help with some of the office administration, probably 2 hours a month. There is no connection or similarity to my role at JPMC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-20 |
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