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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-06
TX RA APPROVED 2023-02-03
  • FL RA
    APPROVED
    Since 2023-02-06
  • TX RA
    APPROVED
    Since 2023-02-03

Branch Locations

850 Park Shore Dr, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Estero FL 12/2017 04/2019
Northwestern Mutual Investment Services Llc Estero FL 05/2018 01/2020
Florida Gulf Coast University Fort Myers FL 08/2015 12/2019
Orvil Elia Estero FL 04/2019 01/2020
Northwestern Mutual Wealth Management Company Estero FL 07/2019 01/2020
Jpmorgan Chase Bank Na Naples FL 02/2020 Present
Jpmorgan Securities Llc Naples FL 02/2020 Present
Compass Group Usa Fort Myers FL 08/2016 06/2017
  • 12/2017 → 04/2019
    Northwestern Mutual Life Insurance Company
    Estero, FL
  • 05/2018 → 01/2020
    Northwestern Mutual Investment Services Llc
    Estero, FL
  • 08/2015 → 12/2019
    Florida Gulf Coast University
    Fort Myers, FL
  • 04/2019 → 01/2020
    Orvil Elia
    Estero, FL
  • 07/2019 → 01/2020
    Northwestern Mutual Wealth Management Company
    Estero, FL
  • 02/2020 → Present
    Jpmorgan Chase Bank Na
    Naples, FL
  • 02/2020 → Present
    Jpmorgan Securities Llc
    Naples, FL
  • 08/2016 → 06/2017
    Compass Group Usa
    Fort Myers, FL
Other Businesses

Entity Name: Leah's Training and Treats Investment related: No "Address: Naples FL 34104. https://leahstrainingandtreats.com/" Nature of the other business: Dog Training Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My accountant recommended I become an employee of my fiancée's dog training & walking business. I do not participate in walking or training of dogs, nor any communication with clients. I occasionally help with some of the office administration, probably 2 hours a month. There is no connection or similarity to my role at JPMC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-03
S63 Uniform Securities Agent State Law Examination 2018-08-20
  • S65 Uniform Investment Adviser Law Examination
    2023-02-03
  • S63 Uniform Securities Agent State Law Examination
    2018-08-20
Other Names
  • Michael Chin
  • Michael Alexander Chin

View on SEC IAPD

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