Gordon Matthias Kaye

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 12/2016 → 05/2017
  Aramark
  Lexington, KY
• 08/2013 → 08/2017
  University Of Kentucky
  Lexington, KY

Other Businesses

I*111072 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROVER.COM INVESTMENT RELATED: N ADDRESS OF BUSINESS: SEATTLE, WASHINGTON 98121 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 6/1/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ROVER IS A DOG-SITTING AND WALKING APPLICATION AND WEBSITE WHERE DOG OWNERS CAN REQUEST MY SERVICES TO MEET THEIR PARTICULAR NEEDS. THIS INCLUDES DOG SITTING, HOUSE SITTING, AND WALKING. THIS WILL IN NO WAY INTERFERE WITH MY RESPONSIBILITIES HERE I*116354 For profit or not for profit: For-Profit Organization Name of outside business organization: Uber Investment related: N Address of business: San Francisco, California 94103 Nature of business: Corporation, Position, title, association: Other, Employee Start date of relationship: 6/15/2018 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Providing rides to clients to and from destinations. I started this position to capitialize on my long commute to and from work.

Exams

• S66 Uniform Combined State Law Examination
  2018-03-19

Other Names

• Gordon Kaye