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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-16
FL RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-16
  • FL RA
    APPROVED
    Since 2023-08-10

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Village Tavern Pembroke Pines FL 08/2017 11/2017
Armando's Winter Park FL 01/2017 07/2017
Northwestern Mutual Orlando FL 01/2016 12/2016
University Of Central Florida (Ucf) Orlando FL 08/2011 05/2017
Edward Jones Miramar FL 11/2017 03/2018
Doc B's Fort Lauderdale FL 04/2018 07/2018
Jpmorgan Chase Bank, N.A. Boca Raton FL 07/2018 06/2020
J.P. Morgan Securities, Llc Boca Raton FL 07/2018 06/2020
Hanks Bde, Inc. Fort Lauderdale FL 04/2019 07/2021
Wells Fargo Clearing Services, Llc Boca Raton FL 05/2022 04/2023
Wells Fargo Bank, Na Boca Raton FL 05/2022 04/2023
Boca Liquors Boca Raton FL 07/2020 01/2022
Extended Travel Boca Raton FL 01/2022 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 07/2023 Present
Florida Atlantic University Orlando FL 06/2022 Present
Bank Of America, N.A. Boca Raton FL 08/2023 Present
  • 08/2017 → 11/2017
    Village Tavern
    Pembroke Pines, FL
  • 01/2017 → 07/2017
    Armando's
    Winter Park, FL
  • 01/2016 → 12/2016
    Northwestern Mutual
    Orlando, FL
  • 08/2011 → 05/2017
    University Of Central Florida (Ucf)
    Orlando, FL
  • 11/2017 → 03/2018
    Edward Jones
    Miramar, FL
  • 04/2018 → 07/2018
    Doc B's
    Fort Lauderdale, FL
  • 07/2018 → 06/2020
    Jpmorgan Chase Bank, N.A.
    Boca Raton, FL
  • 07/2018 → 06/2020
    J.P. Morgan Securities, Llc
    Boca Raton, FL
  • 04/2019 → 07/2021
    Hanks Bde, Inc.
    Fort Lauderdale, FL
  • 05/2022 → 04/2023
    Boca Raton, FL
  • 05/2022 → 04/2023
    Wells Fargo Bank, Na
    Boca Raton, FL
  • 07/2020 → 01/2022
    Boca Liquors
    Boca Raton, FL
  • 01/2022 → 05/2022
    Extended Travel
    Boca Raton, FL
  • 07/2023 → Present
    Boca Raton, FL
  • 06/2022 → Present
    Florida Atlantic University
    Orlando, FL
  • 08/2023 → Present
    Bank Of America, N.A.
    Boca Raton, FL
Previous Registrations
Other Businesses

I*: 2710267 Entity Type: Not for Profit Name of OBA: Spanish River Baseball Address: Boca Raton, FL 33496 Investment Related: No Position, Title, Association: Coach Employee Start Date: 08/18/2025 Number of Hours: 10 hrs wkly Number of Hours during trading: 0 Duties: Head coach during games played; organizing practices with players

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-21
  • S66 Uniform Combined State Law Examination
    2022-07-21
Other Names
  • Henry Soriano
  • Henry Soriano
  • Henry Soriano
  • Henry Sorianojr

View on SEC IAPD

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